-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AEFsq6a4lZ1r3a3whz623S3YCoPua9dqxGemJZvfBm/aHSQZTTIq0cKzxbiIhDyp i9yW50qdbvJivQOv9C/t3w== 0000950135-99-003013.txt : 19990624 0000950135-99-003013.hdr.sgml : 19990624 ACCESSION NUMBER: 0000950135-99-003013 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990528 GROUP MEMBERS: YORKTOWN ENERGY PARTNERS II, L.P. GROUP MEMBERS: YORKTOWN ENERGY PARTNERS III, L.P. GROUP MEMBERS: YORKTOWN II COMPANY LLC GROUP MEMBERS: YORKTOWN III COMPANY LLC GROUP MEMBERS: YORKTOWN PARTNERS LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRANSMONTAIGNE INC CENTRAL INDEX KEY: 0000755199 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 061052062 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-36106 FILM NUMBER: 99636974 BUSINESS ADDRESS: STREET 1: 370 17TH ST STREET 2: SUITE 2750 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3036268200 MAIL ADDRESS: STREET 1: P O BOX 5660 STREET 2: SUITE 2750 CITY: DENVER STATE: CO ZIP: 80217 FORMER COMPANY: FORMER CONFORMED NAME: TRANSMONTAIGNE OIL CO DATE OF NAME CHANGE: 19960724 FORMER COMPANY: FORMER CONFORMED NAME: SHEFFIELD EXPLORATION CO INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: YORKTOWN PARTNERS LLC CENTRAL INDEX KEY: 0001085126 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133958089 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 410 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4407 BUSINESS PHONE: 2125152100 MAIL ADDRESS: STREET 1: 410 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4407 SC 13D/A 1 TRANSMOTAIGNE, INC 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------ SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1) TransMontaigne Inc. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share - ------------------------------------------------------------------------------- (Title of Class of Securities) 89393410 --------------------------------------------------------- (CUSIP Number) Yorktown Partners LLC 410 Park Avenue, New York, NY 10022 (212) 515-2100 - ------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 12, 1999 ----------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box / /. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See rule 13-7(b) for other parties to whom copies are to be sent. (Continued on the following pages) (Page 1 of 9 Pages) 2 SCHEDULE 13D - ------------------- ------------------- CUSIP NO. 89393410 Page 2 of 9 Pages - ------------------- ------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) Yorktown Partners LLC 13-3958089 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER 2,198,973 NUMBER OF -------------------------------------------------------------- SHARES 8. SHARED VOTING POWER BENEFICIALLY OWNED BY 0 EACH -------------------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON WITH 2,198,973 -------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,198,973 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 6.7% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON* OO ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 SCHEDULE 13D - ------------------- ------------------- CUSIP NO. 89393410 Page 3 of 9 Pages - ------------------- ------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) Yorktown Energy Partners II, L.P. 13-3803552 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER 0 NUMBER OF -------------------------------------------------------------- SHARES 8. SHARED VOTING POWER BENEFICIALLY OWNED BY 0 EACH -------------------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON WITH 0 -------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0.0% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON* PN ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT! 4 SCHEDULE 13D - ------------------- ------------------- CUSIP NO. 89393410 Page 4 of 9 Pages - ------------------- ------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) Yorktown II Company LLC 13-3968829 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER 88,007 NUMBER OF -------------------------------------------------------------- SHARES 8. SHARED VOTING POWER BENEFICIALLY OWNED BY 0 EACH -------------------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON WITH 88,007 -------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 88,007 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0.3% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON* OO ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT! 5 SCHEDULE 13D - ------------------- ------------------- CUSIP NO. 89393410 Page 5 of 9 Pages - ------------------- ------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) Yorktown Energy Partners III, L.P. 13-3960615 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER 2,133,373 NUMBER OF -------------------------------------------------------------- SHARES 8. SHARED VOTING POWER BENEFICIALLY OWNED BY 0 EACH -------------------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON WITH 2,133,373 -------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,133,373 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 6.5% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON* PN ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT! 6 SCHEDULE 13D - ------------------- ------------------- CUSIP NO. 89393410 Page 6 of 9 Pages - ------------------- ------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) Yorktown III Company LLC 13-3958088 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER 2,133,373 NUMBER OF -------------------------------------------------------------- SHARES 8. SHARED VOTING POWER BENEFICIALLY OWNED BY 0 EACH -------------------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON WITH 2,133,373 -------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,133,373 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 6.5% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON* OO ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT! 7 SCHEDULE 13D - ------------------------ ---------------------- CUSIP No. 89393410 Page 7 of 9 Pages - ------------------------ ---------------------- The information contained in this Amendment No. 1 to Schedule 13D ("Amendment No. 1") amends the Schedule 13D dated March 25, 1999 filed with the Securities and Exchange Commission by Yorktown Partners LLC, a Delaware limited liability company, and certain of its affiliates (the "Schedule 13D"). This Amendment No. 1 amends the Schedule 13D with respect to only those items listed below and should be read in conjunction with the Schedule 13D. All capitalized terms not otherwise defined herein have the meanings ascribed to them in the Schedule 13D. The purpose of this Amendment No. 1 is to report the distribution by Partnership II of all of the Shares owned by it to the partners of Partnership II. As a result of such distribution, as of May 12, 1999, Partnership II no longer owns any Shares. This filing of Amendment No. 1 is not, and should not be deemed to be, an admission that the Schedule 13D or any amendment thereto is required to be filed. ITEM 5. INTEREST IN SECURITIES OF ISSUER. Item 5(a) is amended by deleting it in its entirety and replacing it with the following: (a) (i) GP II owns 88,007 Shares, or approximately 0.3% of the outstanding Shares of the Issuer. (ii) Partnership III owns, and GP III and Yorktown beneficially own as general partner and investment manager, respectively, of Partnership III, shares of Series A Convertible Preferred Stock of the Issuer (the "Series A Preferred") which are convertible into 1,333,333 Shares. Partnership III also owns, and GP III and Yorktown beneficially own, warrants to purchase up to 800,040 Shares. In aggregate, Partnership III beneficially owns,and GP III and Yorktown beneficially own as general partner and investment manager, respectively, of Partnership III, 2,133,373 Shares, or approximately 6.5% of the outstanding Shares of the Issuer. (iii) Certain individual investors have granted Yorktown an irrevocable power of attorney, pursuant to which Yorktown, as agent, has full investment and voting power over Shares owned by such investors. As a result of such powers of attorney, Yorktown, as agent, beneficially owns shares of Series A Preferred convertible into 41,000 Shares and warrants to purchase up to 24,600 shares, for an aggregate of 65,600 Shares, or approximately 0.2% of the outstanding Shares of the Issuer. (iv) Yorktown, as investment manager to Partnership III and as agent through the powers of attorney described above, may be deemed to beneficially own an aggregate of 2,198,973 Shares, or approximately 6.7% of the outstanding Shares of the Issuer. 8 SCHEDULE 13D - ------------------------ ---------------------- CUSIP No. 89393410 Page 8 of 9 Pages - ------------------------ ---------------------- (v) Mr. Lawrence beneficially owns 76,625 Shares, or approximately 0.3% of the outstanding Shares; Mr. Keenan beneficially owns 26,024 Shares, or approximately 0.1% of the outstanding Shares; Mr. Leidel beneficially owns 14,637 Shares, or approximately 0.1% of the outstanding Shares; and Mr. LaCosta beneficially owns no Shares. Item 5(c) is amended by adding the following paragraph at the end of that Item: Effective May 12, 1999, Partnership II distributed all of the 555,556 Shares owned by it to its partners. An aggregate of 467,549 Shares were distributed to the limited partners of Partnership II based on their relative percentage interests in Partnership II, and 88,007 Shares were distributed to GP II in respect of its general partner interest. 9 SCHEDULE 13D - ------------------------ ---------------------- CUSIP No. 89393410 Page 9 of 9 Pages - ------------------------ ---------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. YORKTOWN PARTNERS LLC Date: May 28, 1999 By: /s/ Peter A. Leidel ----------------------------------- Name: Peter A. Leidel Title: Member YORKTOWN ENERGY PARTNERS II, L.P. By: Yorktown II Company LLC Its: General Partner Date: May 28, 1999 By: /s/ Peter A. Leidel ----------------------------------- Name: Peter A. Leidel Title: Member YORKTOWN II COMPANY LLC Date: May 28, 1999 By: /s/ Peter A. Leidel ----------------------------------- Name: Peter A. Leidel Title: Member YORKTOWN ENERGY PARTNERS III, L.P. By: Yorktown III Company LLC Its: General Partner Date: May 28, 1999 By: /s/ Peter A. Leidel ----------------------------------- Name: Peter A. Leidel Title: Member YORKTOWN III COMPANY LLC Date: May 28, 1999 By: /s/ Peter A. Leidel ----------------------------------- Name: Peter A. Leidel Title: Member -----END PRIVACY-ENHANCED MESSAGE-----